Yat Shuk Chiu
趙一粟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Shuk Chiu (趙一粟), a licensed Representative with CE reference AFI063. Currently licensed at 2 firm(s): Soochow Securities International Brokerage Limited, Soochow Securities International Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-04 | present |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-04 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-23 | 2014-08-15 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-23 | 2014-08-15 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-26 | 2006-05-15 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-08-26 | 2006-05-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-15 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-07-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-15 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-07-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-15 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-15 |