Stephanie Sin Ping Chan
陳倩萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephanie Sin Ping Chan (陳倩萍), a licensed Representative with CE reference ADY910. Currently licensed at 2 firm(s): China Galaxy International Securities (Hong Kong) Co., Limited, China Galaxy International Futures (Hong Kong) Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-29 | present |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-06-29 | present |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-17 | 2021-06-18 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-17 | 2021-06-18 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2014-03-07 | 2014-04-07 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2014-03-07 | 2014-04-07 |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | 2014-03-07 | 2014-04-07 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | 2014-03-07 | 2014-04-07 |
| Funderstone Futures Limited | RO | Type 9 — Asset management | 2011-11-02 | 2014-03-07 |
| Funderstone Securities Limited | RO | Type 9 — Asset management | 2011-11-02 | 2014-03-07 |
| Funderstone Securities Limited | RO | Type 1 — Dealing in securities | 2011-09-15 | 2014-03-07 |
| Funderstone Futures Limited | RO | Type 2 — Dealing in futures contracts | 2011-09-15 | 2014-03-07 |
| Funderstone Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2011-06-02 | 2014-04-07 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | present | 2011-09-15 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2011-09-15 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | present | 2005-01-20 |
| Funderstone Futures Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-01-20 |
| Funderstone Securities Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-01-20 |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | present | 2011-11-02 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | present | 2011-11-02 |