Kwok Kei Mak
麥國基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Kei Mak (麥國基), a licensed Responsible Officer with CE reference AWH798. Currently licensed at 1 firm(s): Vast Harbour Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vast Harbour Securities Limited 華港證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-10-21 | present |
| Goldlink Securities Limited 金聯證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-02-24 | 2025-06-05 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-04 | 2021-07-30 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-07-04 | 2021-07-30 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-14 | 2019-07-04 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-05-14 | 2019-07-04 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-10 | 2019-01-09 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-10 | 2019-01-09 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-10 | 2019-01-09 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-10 | 2018-06-07 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-05-10 | 2018-06-07 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-07 | 2017-05-10 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-07 | 2017-05-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-22 | 2015-08-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-22 | 2015-08-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-11-22 | 2015-08-19 |