Siu Hung Chow
周小雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Hung Chow (周小雄), a licensed former licensee with CE reference ALY494. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-18 | 2018-05-06 |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-18 | 2018-05-06 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-08 | 2016-04-26 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-30 | 2016-04-26 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-15 | 2015-01-20 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2011-01-13 | 2012-05-01 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2011-01-13 | 2012-05-01 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-18 | 2010-12-28 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-05-18 | 2010-12-28 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-22 | 2010-04-08 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-22 | 2010-04-08 |
| Wing Fung Forex Limited 永豐外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-03-22 | 2010-04-08 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2009-05-20 | 2010-03-13 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2009-05-20 | 2010-03-13 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2009-04-28 | 2010-03-13 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-07 | 2009-01-23 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-04 | 2009-01-23 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-03-28 | 2009-03-20 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-05-26 | 2005-10-19 |