Lap Hang Nicholas Chan
陳立行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Hang Nicholas Chan (陳立行), a licensed former licensee with CE reference BOJ406. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-27 | 2022-09-04 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-05-27 | 2022-09-04 |