Winnie Wing Yan Fan
樊詠恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Wing Yan Fan (樊詠恩), a licensed former licensee with CE reference AQW052. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-31 | 2019-08-11 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2017-09-15 | 2018-10-12 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-01 | 2017-09-04 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-27 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-27 | 2016-06-30 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-11-22 | 2013-10-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-07-26 | 2010-08-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-16 | 2009-01-20 |