Hei Ching Au
區禧靖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hei Ching Au (區禧靖), a licensed Responsible Officer with CE reference AWC465. Currently licensed at 1 firm(s): Risen Family Office Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-30 | present |
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
RO | Type 4 — Advising on securities | 2022-09-19 | present |
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
RO | Type 9 — Asset management | 2022-09-19 | present |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 9 — Asset management | 2022-05-11 | 2022-09-12 |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-01-06 | 2022-09-12 |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 4 — Advising on securities | 2022-01-06 | 2022-09-12 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 9 — Asset management | 2020-12-21 | 2021-06-22 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 4 — Advising on securities | 2019-12-04 | 2021-06-22 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 9 — Asset management | 2019-06-17 | 2020-12-21 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-29 | 2021-06-22 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-20 | 2019-04-29 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-20 | 2019-12-04 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-20 | 2019-02-28 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-20 | 2019-02-28 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-10 | 2016-12-20 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-12 | 2016-04-30 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-18 | 2015-06-05 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-20 | 2015-02-28 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-20 | 2015-02-28 |