Chung Lam Chien
錢仲霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Lam Chien (錢仲霖), a licensed Responsible Officer with CE reference BEB913. Currently licensed at 1 firm(s): HSZ (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSZ (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2022-04-22 | present |
| HSZ (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2022-04-22 | present |
| HSZ (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-10-28 | present |
| HSZ (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-10-28 | 2022-04-22 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-16 | 2015-07-17 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-09-16 | 2015-07-17 |