Michael Chi Wai Lau
劉志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Chi Wai Lau (劉志偉), a licensed former licensee with CE reference AVT372. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BLVSIN Capital Limited 動力勢能資本有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-28 | 2023-03-17 |
| BLVSIN Capital Limited 動力勢能資本有限公司 |
RO | Type 4 — Advising on securities | 2022-12-28 | 2023-03-17 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-08-11 | 2018-02-12 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-08-11 | 2018-02-12 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-08-11 | 2018-02-12 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-08-20 | 2015-08-11 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-07 | 2015-08-11 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-07 | 2015-08-11 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-03-07 | 2014-08-05 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-24 | 2014-02-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-24 | 2014-02-28 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-24 | 2014-02-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-24 | 2014-02-28 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-24 | 2014-02-28 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-08-24 | 2014-02-28 |