Yiming Liang
梁仡銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiming Liang (梁仡銘), a licensed Responsible Officer with CE reference AEY432. Currently licensed at 1 firm(s): EM Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EM Asset Management Limited 易美資産管理有限公司 |
RO | Type 4 — Advising on securities | 2023-03-17 | present |
| EM Asset Management Limited 易美資産管理有限公司 |
RO | Type 9 — Asset management | 2023-03-17 | present |
| EM Asset Management Limited 易美資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-05 | 2023-03-17 |
| EM Asset Management Limited 易美資産管理有限公司 |
Rep | Type 9 — Asset management | 2023-01-05 | 2023-03-17 |
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-21 | 2022-01-28 |
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 4 — Advising on securities | 2020-12-21 | 2022-10-19 |
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 9 — Asset management | 2020-12-21 | 2022-10-19 |
| New Vision Asset Management Limited 新盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-23 | 2020-04-06 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-15 | 2018-08-06 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-08-15 | 2019-06-09 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-08-15 | 2019-06-09 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-04 | 2014-08-15 |
| Goldstream Capital Management Limited 金涌資本管理有限公司 |
RO | Type 4 — Advising on securities | 2012-03-02 | 2014-04-11 |
| Goldstream Capital Management Limited 金涌資本管理有限公司 |
RO | Type 9 — Asset management | 2012-03-02 | 2014-04-11 |