Jiwei Jiang
姜繼威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiwei Jiang (姜繼威), a licensed Responsible Officer with CE reference AQY202. Currently licensed at 1 firm(s): Forthright Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-03-16 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-03-16 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 4 — Advising on securities | 2018-05-28 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-12 | present |
| Forthright Capital Management Limited 方德資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-07 | 2022-03-29 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-07 | 2022-03-29 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-08-23 | 2014-05-22 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-02-25 | 2014-05-22 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-08 | 2010-02-25 |