Michael Chi Tat Fok
霍志達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Chi Tat Fok (霍志達), a licensed Responsible Officer with CE reference AGH222. Currently licensed at 2 firm(s): Maxa Asset Management Limited, Maxa Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maxa Asset Management Limited 邁時資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-03-03 | present |
| Maxa Capital Limited 邁時資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-08 | present |
| Maxa Capital Limited 邁時資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-11-08 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-11-24 | 2019-10-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-11-24 | 2019-10-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-11-24 | 2019-10-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-12 | 2014-11-24 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-12 | 2014-11-24 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-08-12 | 2014-11-24 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-03-20 | 2014-07-25 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-17 | 2007-03-20 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-11-18 | 2006-07-14 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-11-18 |