Sebastian John Leotta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sebastian John Leotta ( ), a licensed former licensee with CE reference BKP941. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BC Asia Asset Management Limited |
RO | Type 4 — Advising on securities | 2022-08-09 | 2023-05-31 |
| BC Asia Asset Management Limited |
RO | Type 1 — Dealing in securities | 2021-06-30 | 2022-09-20 |
| BC Asia Asset Management Limited |
RO | Type 9 — Asset management | 2021-06-30 | 2023-05-31 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-23 | 2021-01-15 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-04 | 2021-01-15 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-09-04 | 2021-01-15 |