Jasvinder Singh Pattar
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jasvinder Singh Pattar, a licensed Representative with CE reference ALE828. Currently licensed at 1 firm(s): KKR Capital Markets Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia Limited | Rep | Type 1 — Dealing in securities | 2018-12-21 | present |
| KKR Capital Markets Asia Limited | Rep | Type 4 — Advising on securities | 2018-12-21 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-30 | 2018-07-14 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 9 — Asset management | 2007-05-17 | 2018-07-14 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-05-10 | 2007-05-17 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-10-25 | 2018-07-14 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 9 — Asset management | 2004-10-25 | 2005-05-10 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-07 | 2004-10-25 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-09-07 | 2004-10-25 |