Xiaoning Liu
劉晓宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoning Liu (劉晓宁), a licensed Responsible Officer with CE reference BFD449. Currently licensed at 1 firm(s): Russell Robust Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Russell Robust Asset Management Limited |
RO | Type 9 — Asset management | 2025-06-17 | present |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-22 | 2024-09-06 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-22 | 2024-03-25 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-22 | 2024-09-06 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-22 | 2024-03-25 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
Rep | Type 9 — Asset management | 2023-02-22 | 2024-09-06 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-02-22 | 2024-03-25 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-20 | 2022-12-23 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-20 | 2022-12-23 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-06-21 | 2022-12-23 |
| Fiera Capital (Asia) Hong Kong Limited 凱華投資香港有限公司 |
Rep | Type 9 — Asset management | 2019-01-17 | 2021-04-30 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-23 | 2016-06-01 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-23 | 2016-06-01 |