Andy Cheuk Wing Chan
陳焯榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Cheuk Wing Chan (陳焯榮), a licensed former licensee with CE reference ALV385. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-04-15 | 2021-08-27 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 9 — Asset management | 2021-04-15 | 2021-08-27 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-03 | 2021-08-27 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-18 | 2021-04-15 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-02-18 | 2019-08-26 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-02-18 | 2021-04-15 |
| PAMA Group (Hong Kong) Limited 寶銘集團有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-03 | 2008-02-15 |