Mary Wai Chong Lee
李潓莊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mary Wai Chong Lee (李潓莊), a licensed Responsible Officer with CE reference ABN350. Currently licensed at 1 firm(s): Macquarie Markets Trading Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Markets Trading Limited | RO | Type 1 — Dealing in securities | 2021-07-14 | present |
| Macquarie Markets Trading Limited | Rep | Type 1 — Dealing in securities | 2021-04-30 | 2021-07-14 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-07 | 2021-09-24 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-11 | 2017-11-07 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-06-06 | 2017-09-08 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-22 | 2013-06-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-03-30 | 2010-07-22 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-03-30 | 2010-07-22 |