Nicholas Peterson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Peterson ( ), a licensed former licensee with CE reference AOI877. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2009-01-07 | 2011-12-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-01-07 | 2011-12-02 |
| Macquarie Corporate (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2009-01-07 | 2011-12-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-27 | 2009-01-07 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-12-27 | 2009-01-07 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2006-12-27 | 2009-01-07 |