David Anthony Klinger
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Anthony Klinger ( ), a licensed former licensee with CE reference AGW614. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-20 | 2011-03-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-06 | 2011-01-20 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-08-15 | 2009-06-05 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
RO | Type 7 — Providing automated trading services | 2007-08-15 | 2009-06-05 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-06-06 | 2006-06-09 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2005-06-06 | 2006-06-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-06-06 | 2006-06-09 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-06-09 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-31 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-31 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-03 |