Michael Joel Boas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Joel Boas, a licensed Representative with CE reference AUF165. Currently licensed at 1 firm(s): Citigroup Global Markets Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2025-01-07 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-01-07 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-28 | 2024-09-04 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 4 — Advising on securities | 2024-08-28 | 2024-09-04 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-02 | 2024-08-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-02 | 2024-08-28 |
| Macquarie Markets Trading Limited | RO | Type 1 — Dealing in securities | 2020-12-17 | 2024-08-01 |
| Macquarie Markets Trading Limited | RO | Type 4 — Advising on securities | 2020-12-17 | 2024-08-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-07 | 2012-11-30 |