Philippe Michel Espinasse

CE No. AFU382 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philippe Michel Espinasse (), a licensed former licensee with CE reference AFU382. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities 2007-06-29 2008-11-08
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 — Advising on securities 2007-06-29 2008-11-08
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 — Advising on corporate finance 2007-06-29 2008-11-08
Macquarie Capital Limited
麥格理資本股份有限公司
RO Type 1 — Dealing in securities 2005-05-06 2006-11-13
Macquarie Capital Limited
麥格理資本股份有限公司
RO Type 6 — Advising on corporate finance 2004-10-04 2006-11-13
Macquarie Corporate (Hong Kong) Limited RO Type 6 — Advising on corporate finance 2004-10-04 2006-11-13
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 6 — Advising on corporate finance 2004-06-25 2004-10-04
Macquarie Corporate (Hong Kong) Limited Rep Type 6 — Advising on corporate finance 2004-06-25 2004-10-04

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