Neil Samir Mascarenhas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Samir Mascarenhas ( ), a licensed former licensee with CE reference AXJ730. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-10 | 2024-09-11 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-08-10 | 2024-09-11 |
| Hamon Asset Management Limited | Rep | Type 4 — Advising on securities | 2011-06-02 | 2022-04-08 |
| Hamon Asian Advisors Limited | Rep | Type 4 — Advising on securities | 2011-06-02 | 2022-02-04 |
| PFP Capital Limited | Rep | Type 4 — Advising on securities | 2011-06-02 | 2022-02-04 |
| Hamon Asset Management Limited | Rep | Type 5 — Advising on futures contracts | 2011-06-02 | 2022-04-08 |
| PFP Capital Limited | Rep | Type 5 — Advising on futures contracts | 2011-06-02 | 2022-02-04 |
| Hamon Asset Management Limited | Rep | Type 9 — Asset management | 2011-06-02 | 2022-04-08 |
| Hamon Asian Advisors Limited | Rep | Type 9 — Asset management | 2011-06-02 | 2022-02-04 |
| PFP Capital Limited | Rep | Type 9 — Asset management | 2011-06-02 | 2022-02-04 |