Yu Ching Au
區裕正
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Ching Au (區裕正), a licensed Responsible Officer with CE reference ABT384. Currently licensed at 1 firm(s): Asset Management Group Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management Group Limited 資產管理集團有限公司 |
RO | Type 4 — Advising on securities | 2024-12-18 | present |
| Asset Management Group Limited 資產管理集團有限公司 |
RO | Type 9 — Asset management | 2024-12-18 | present |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
RO | Type 4 — Advising on securities | 2020-03-13 | 2023-06-30 |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
RO | Type 9 — Asset management | 2018-11-14 | 2023-06-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-02 | 2011-03-01 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2007-09-11 | 2011-03-01 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-09-11 | 2011-03-01 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2007-09-11 | 2011-03-01 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-14 | 2007-09-11 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-08-14 | 2007-09-11 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2007-08-14 | 2007-09-11 |
| Hamon Asian Advisors Limited | RO | Type 4 — Advising on securities | 2004-08-30 | 2007-08-01 |
| Hamon Asset Management Limited | RO | Type 4 — Advising on securities | 2004-08-30 | 2007-08-01 |
| PFP Capital Limited | RO | Type 4 — Advising on securities | 2004-08-30 | 2007-08-01 |
| Hamon Asset Management Limited | RO | Type 5 — Advising on futures contracts | 2004-08-30 | 2007-08-01 |
| PFP Capital Limited | RO | Type 5 — Advising on futures contracts | 2004-08-30 | 2007-08-01 |
| Hamon Asian Advisors Limited | RO | Type 9 — Asset management | 2004-08-30 | 2007-08-01 |
| Hamon Asset Management Limited | RO | Type 9 — Asset management | 2004-08-30 | 2007-08-01 |
| PFP Capital Limited | RO | Type 9 — Asset management | 2004-08-30 | 2007-08-01 |
| Hamon Asian Advisors Limited | Rep | Type 4 — Advising on securities | 2003-09-18 | 2004-08-30 |
| Hamon Asian Advisors Limited | Rep | Type 9 — Asset management | 2003-09-18 | 2004-08-30 |
| Hamon Asset Management Limited | Rep | Type 5 — Advising on futures contracts | 2003-09-03 | 2004-08-30 |
| PFP Capital Limited | Rep | Type 5 — Advising on futures contracts | 2003-09-03 | 2004-08-30 |
| Hamon Asset Management Limited | Rep | Type 4 — Advising on securities | present | 2004-08-30 |
| PFP Capital Limited | Rep | Type 4 — Advising on securities | present | 2004-08-30 |
| Hamon Asset Management Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-08-19 |
| PFP Capital Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-08-19 |
| Hamon Asset Management Limited | Rep | Type 9 — Asset management | present | 2004-08-30 |
| PFP Capital Limited | Rep | Type 9 — Asset management | present | 2004-08-30 |