Hung Nam Chan
陳鴻楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Nam Chan (陳鴻楠), a licensed Responsible Officer with CE reference BBW538. Currently licensed at 1 firm(s): Guosen Securities (HK) Brokerage Company, Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 5 — Advising on futures contracts. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-07-31 | present |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 5 — Advising on futures contracts | 2023-07-31 | present |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-29 | present |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-03-29 | 2023-07-31 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 5 — Advising on futures contracts | 2023-03-29 | 2023-07-31 |
| Central China International Futures Company Limited 中州國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-10-14 | 2023-01-13 |
| Central China International Futures Company Limited 中州國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-10-14 | 2023-01-13 |
| Central China International Futures Company Limited 中州國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-10 | 2020-10-14 |
| Central China International Futures Company Limited 中州國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-10-10 | 2020-10-14 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-22 | 2023-01-13 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2017-05-07 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-03 | 2017-05-07 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-07 | 2017-03-31 |