Ka Ki (SFC:AQH356) Chan
陳嘉琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ki (SFC:AQH356) Chan (陳嘉琪), a licensed former licensee with CE reference AQH356. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-17 | 2022-05-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-28 | 2022-05-13 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-23 | 2018-06-08 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-19 | 2018-01-03 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-16 | 2018-01-03 |