Chi Yuen (SFC:AOD434) Yeung
楊志源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yuen (SFC:AOD434) Yeung (楊志源), a licensed former licensee with CE reference AOD434. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hanyuanyongchang International Limited 漢元永昌國際有限公司 |
RO | Type 9 — Asset management | 2022-02-04 | 2022-04-06 |
| Hanyuanyongchang International Limited 漢元永昌國際有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-15 | 2022-04-06 |
| Hanyuanyongchang International Limited 漢元永昌國際有限公司 |
RO | Type 4 — Advising on securities | 2021-10-15 | 2022-04-06 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 4 — Advising on securities | 2019-10-03 | 2020-09-01 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-28 | 2020-09-01 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-05-28 | 2020-09-01 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-05-28 | 2020-09-01 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-11 | 2019-05-28 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-03-11 | 2019-05-28 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-11 | 2019-10-03 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-03-11 | 2019-05-28 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 1 — Dealing in securities | 2015-08-03 | 2019-02-21 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-08-03 | 2019-02-21 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-08-03 | 2019-02-21 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-27 | 2015-08-03 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-27 | 2015-08-03 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-27 | 2019-02-21 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-03-27 | 2015-08-03 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-04-21 | 2014-11-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-22 | 2015-03-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-08 | 2015-03-23 |