Siu Ming Lau
劉兆明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ming Lau (劉兆明), a licensed Responsible Officer with CE reference AED874. Currently licensed at 2 firm(s): Hung Sing Asset Management Limited, Hung Sing Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hung Sing Asset Management Limited 鴻昇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-08-23 | present |
| Hung Sing Asset Management Limited 鴻昇資產管理有限公司 |
RO | Type 9 — Asset management | 2019-08-23 | present |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-21 | present |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 4 — Advising on securities | 2017-09-28 | 2019-08-27 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 9 — Asset management | 2016-08-30 | 2019-08-27 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 9 — Asset management | 2013-02-21 | 2016-08-30 |
| Whole Win Securities Limited 鴻運証券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-01 | 2006-12-01 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-12-01 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-02 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-02 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-02 |