Wai Tsin Lam
林維蕆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Tsin Lam (林維蕆), a licensed Responsible Officer with CE reference ATT180. Currently licensed at 1 firm(s): Zijing Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zijing Asset Management Limited 紫荊資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-04-26 | present |
| Zijing Asset Management Limited 紫荊資產管理有限公司 |
RO | Type 9 — Asset management | 2024-04-26 | present |
| KEC Capital Company Limited 盛亨資本有限公司 |
RO | Type 4 — Advising on securities | 2023-07-26 | 2024-04-05 |
| KEC Capital Company Limited 盛亨資本有限公司 |
RO | Type 9 — Asset management | 2023-07-26 | 2024-04-05 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-11-21 | 2023-05-10 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
RO | Type 9 — Asset management | 2022-11-21 | 2023-05-10 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-06 | 2022-11-21 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-10-06 | 2022-11-21 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-18 | 2022-09-30 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 9 — Asset management | 2016-11-18 | 2022-09-30 |
| Nova Spectrum Capital Management Limited 新辰資本管理有限公司 |
RO | Type 4 — Advising on securities | 2016-03-30 | 2016-08-10 |
| Nova Spectrum Capital Management Limited 新辰資本管理有限公司 |
RO | Type 9 — Asset management | 2016-03-30 | 2016-08-10 |
| D'Asie Asset Management Limited 達則資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-09-24 | 2016-01-15 |
| D'Asie Asset Management Limited 達則資產管理有限公司 |
RO | Type 9 — Asset management | 2015-09-24 | 2016-01-15 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-13 | 2015-08-15 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-04-13 | 2015-08-15 |
| KEC Capital Company Limited 盛亨資本有限公司 |
Rep | Type 9 — Asset management | 2010-12-15 | 2014-10-10 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-09 | 2010-01-29 |