Lok Man Woo
鄔樂文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Man Woo (鄔樂文), a licensed former licensee with CE reference AXG150. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-15 | 2015-05-06 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-30 | 2012-01-31 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-06 | 2011-05-16 |