Wai Ming Fok
霍偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Fok (霍偉明), a licensed former licensee with CE reference AAK163. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-05-18 | 2011-06-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-06 | 2011-06-01 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-14 | 2004-10-06 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-31 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-29 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-31 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-29 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-29 |