Alex Wai Chi Chow
鄒偉智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Wai Chi Chow (鄒偉智), a licensed Representative with CE reference ABS168. Currently licensed at 1 firm(s): Hung Sing Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Hung Sing Futures Limited 鴻昇期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-11-23 | 2020-06-29 |
| Hung Sing Futures Limited 鴻昇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-11-23 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-30 |
| Hung Sing Futures Limited 鴻昇期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-07-30 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-30 |
| Hung Sing Futures Limited 鴻昇期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-30 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-30 |