Ming Chow
鄒明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Chow (鄒明), a licensed former licensee with CE reference AAJ689. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-20 | 2020-01-06 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2016-07-20 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-05-10 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-05-10 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 9 — Asset management | present | 2016-07-20 |