Kerry Mo Yu Chan
陳慕瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kerry Mo Yu Chan (陳慕瑜), a licensed former licensee with CE reference ADU088. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-31 | 2014-11-10 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-31 | 2014-11-10 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2005-07-26 | 2005-11-14 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-05 | 2004-11-22 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-22 |