Philip Chih-Lok Chow
周子諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Chih-Lok Chow (周子諾), a licensed former licensee with CE reference APH934. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-28 | 2012-05-23 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2007-07-26 | 2009-07-01 |