Ming-Kai Cheng
鄭名凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming-Kai Cheng (鄭名凱), a licensed former licensee with CE reference AML921. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-02 | 2013-08-05 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-21 | 2011-08-01 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-16 | 2006-05-04 |