Edmund Hugh Bradley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmund Hugh Bradley, a licensed Responsible Officer with CE reference ABS842. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 4 — Advising on securities | 2020-02-11 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-13 | 2020-02-11 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 7 — Providing automated trading services | 2013-07-09 | 2017-05-10 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2019-04-16 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 — Advising on securities | present | 2019-04-16 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
RO | Type 4 — Advising on securities | present | 2014-06-18 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-08-17 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 9 — Asset management | present | 2004-08-17 |