Vaibhav Dhasmana
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vaibhav Dhasmana ( ), a licensed former licensee with CE reference AQM703. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-10 | 2017-10-06 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-12 | 2013-02-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-16 | 2011-08-26 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-16 | 2011-08-26 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-14 | 2011-08-26 |