Zibo Chen
陳子博
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zibo Chen (陳子博), a licensed former licensee with CE reference AUR285. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-19 | 2024-09-19 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-19 | 2024-09-19 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2018-11-19 | 2024-09-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-24 | 2018-10-18 |
| Japaninvest (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2013-12-17 | 2015-01-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-31 | 2013-11-16 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-04 | 2012-12-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-03 | 2011-06-28 |