Chi Wai Chau
周志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai Chau (周志偉), a licensed former licensee with CE reference ABH148. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-03-19 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2005-10-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-04-21 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-04-21 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-04-21 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-04-21 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2004-04-21 |