Sebastian Fredrik Zu Sayn-Wittgenstein Berleburg

CE No. AMJ963 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sebastian Fredrik Zu Sayn-Wittgenstein Berleburg (), a licensed former licensee with CE reference AMJ963. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
RO Type 6 — Advising on corporate finance 2013-03-28 2013-04-02
BNP Paribas Capital (Asia Pacific) Limited
法國巴黎資本(亞太)有限公司
RO Type 6 — Advising on corporate finance 2012-01-04 2013-04-02
BNP Paribas Capital (Asia Pacific) Limited
法國巴黎資本(亞太)有限公司
Rep Type 6 — Advising on corporate finance 2010-06-04 2012-01-04
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities 2005-08-25 2008-11-24
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 — Advising on corporate finance 2005-08-25 2008-11-24

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