Sebastian Fredrik Zu Sayn-Wittgenstein Berleburg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sebastian Fredrik Zu Sayn-Wittgenstein Berleburg ( ), a licensed former licensee with CE reference AMJ963. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-03-28 | 2013-04-02 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-01-04 | 2013-04-02 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-06-04 | 2012-01-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-25 | 2008-11-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-08-25 | 2008-11-24 |