Hugo Pak Hon Leung
梁柏瀚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hugo Pak Hon Leung (梁柏瀚), a licensed Responsible Officer with CE reference ABX165. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2016-09-23 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-05-14 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-10 | 2016-12-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 7 — Providing automated trading services | 2009-10-15 | 2015-11-30 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
RO | Type 1 — Dealing in securities | 2009-06-25 | 2011-12-30 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-07-14 | 2011-12-30 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-12-03 | 2005-10-31 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-12-03 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-05-17 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-17 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-08-26 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-08-26 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2004-08-26 |