Philippe Jean Maurice Gerhard de Riquet de Caraman de Ganay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philippe Jean Maurice Gerhard de Riquet de Caraman de Ganay ( ), a licensed former licensee with CE reference AXQ559. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-10 | 2025-11-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-01-31 | 2025-11-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-15 | 2018-05-10 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-03-28 | 2018-01-31 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-15 | 2016-12-31 |