Isadora Yuk Wah Li
李玉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Isadora Yuk Wah Li (李玉華), a licensed former licensee with CE reference AAG767. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-03-28 | 2021-08-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2012-10-19 | 2021-08-31 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
RO | Type 1 — Dealing in securities | present | 2016-12-31 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2016-12-31 |