Simon Malcolm Andrew
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Malcolm Andrew ( ), a licensed former licensee with CE reference AKS596. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-10 | 2009-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-04-20 | 2008-07-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-04-20 | 2008-07-21 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-04-20 | 2008-07-21 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-24 | 2006-02-22 |