Yoshinori Go
鄉喜順
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yoshinori Go (鄉喜順), a licensed former licensee with CE reference ADG400. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-01 | 2022-03-15 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-06-01 | 2022-03-15 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2016-06-01 | 2022-03-15 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2013-05-07 | 2015-06-25 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-05-07 | 2015-06-25 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2013-05-07 | 2015-06-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-09-01 | 2012-10-08 |
| Nomura Securities (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2004-09-01 | 2008-04-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-09-01 | 2012-10-08 |
| Nomura Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2004-09-01 | 2008-04-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-09-01 | 2012-10-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2004-09-01 | 2012-10-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-09-01 | 2012-10-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-10 | 2004-09-01 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2004-08-10 | 2004-09-01 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-08-10 | 2004-09-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-08-10 | 2004-09-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-10 | 2004-09-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-08-10 | 2004-09-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-08-10 | 2004-09-01 |