Noriyasu Yoshizawa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Noriyasu Yoshizawa ( ), a licensed former licensee with CE reference ACG722. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-05-11 | 2005-05-23 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-05-11 | 2005-05-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-11-21 |
| Nomura Securities (Hong Kong) Limited | RO | Type 1 — Dealing in securities | present | 2005-05-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2007-11-21 |
| Nomura Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | present | 2005-05-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2007-11-21 |
| Nomura Securities (Hong Kong) Limited | RO | Type 4 — Advising on securities | present | 2005-01-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2007-11-21 |
| Nomura Futures (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | present | 2005-01-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2007-11-21 |
| Nomura Securities (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | present | 2005-01-25 |
| Nomura Futures (Hong Kong) Limited | RO | Type 9 — Asset management | present | 2005-01-25 |
| Nomura Securities (Hong Kong) Limited | RO | Type 9 — Asset management | present | 2005-01-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 9 — Asset management | present | 2004-11-01 |