Adam Guy Orlebar Garrett
蓋首男
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Guy Orlebar Garrett (蓋首男), a licensed former licensee with CE reference ALQ136. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China World Investments Limited 華威投資有限公司 |
RO | Type 9 — Asset management | 2025-08-29 | 2026-01-30 |
| New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-05-10 | 2025-07-21 |
| New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 |
RO | Type 9 — Asset management | 2022-05-10 | 2025-07-21 |
| New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-14 | 2022-05-10 |
| New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-04-14 | 2022-05-10 |
| CS Wealth Asset Management Limited 中策富澤資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-08-04 | 2022-03-17 |
| CS Wealth Asset Management Limited 中策富澤資產管理有限公司 |
RO | Type 9 — Asset management | 2020-08-04 | 2022-03-17 |
| CS Wealth Asset Management Limited 中策富澤資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-21 | 2020-08-04 |
| CS Wealth Asset Management Limited 中策富澤資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-21 | 2020-08-04 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-12-10 | 2008-12-10 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-12-10 | 2008-12-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2008-12-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-10 | 2008-12-10 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-10 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-01-10 | 2008-09-29 |