Stephanie Bradshaw
李婉青
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephanie Bradshaw (李婉青), a licensed former licensee with CE reference AMB744. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-04 | 2010-05-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-12 | 2010-05-04 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-10-12 | 2010-05-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-12 | 2010-05-04 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-10-12 | 2010-02-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-12 | 2010-05-04 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-12-10 | 2009-05-05 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-12-10 | 2009-05-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2009-05-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-10 | 2009-05-05 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-22 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-22 | 2008-09-29 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2005-06-10 | 2007-12-22 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2005-06-10 | 2007-12-22 |