Kunio Watanabe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kunio Watanabe ( ), a licensed former licensee with CE reference ANI941. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-06-29 | 2009-04-20 |
| Nomura Securities (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2006-06-29 | 2009-04-20 |
| Nomura Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2006-06-29 | 2009-04-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-06-29 | 2009-04-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-06-29 | 2009-04-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2006-06-29 | 2009-04-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-06-29 | 2009-04-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-28 | 2006-06-29 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-04-28 | 2006-06-29 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-04-28 | 2006-06-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-04-28 | 2006-06-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-28 | 2006-06-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-04-28 | 2006-06-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-04-28 | 2006-06-29 |