Ka Ying Chan
陳嘉盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ying Chan (陳嘉盈), a licensed Representative with CE reference AQM051. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-03-14 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-25 | present |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-04 | 2013-04-23 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-03-14 | 2010-02-19 |
| Evolution Asia Investments Limited | Rep | Type 4 — Advising on securities | 2008-08-18 | 2008-12-04 |
| Evolution Asia Investments Limited | Rep | Type 1 — Dealing in securities | 2008-03-18 | 2008-12-04 |